Local Laws: Preempting State Law?

can local law preempt state law

Preemption occurs when a higher level of government uses its authority to overrule a lower level of government. In the context of local and state laws, preemption can occur when state law conflicts with and overrules local ordinances. This is known as state preemption of local laws. The preemption doctrine is based on the idea that when two authorities conflict, the higher authority will prevail. While preemption often arises in areas where Congress and states share authority, it can also occur between state and local governments due to differences in their partisan makeup. State preemption of local laws is not a new phenomenon, and policymakers can gain insights by examining the four periods of modern preemption.

Characteristics Values
Preemption doctrine A higher authority of law will displace the law of a lower authority of law when the two authorities come into conflict
Federal law vs State law Federal law displaces, or preempts, state law due to the Supremacy Clause of the Constitution
State law vs Local law State law will usually prevail when state and local laws are in conflict
Express preemption When the state law directly opposes a local power
Implied preemption When the local ordinance prohibits an act permitted by the state legislature or when a local ordinance permits an act prohibited by the state legislature
Field preemption When federal laws and regulations have so thoroughly covered a particular field that no room remains for the states
Common targets of state preemption Ordinances related to minimum wage, paid sick leave, firearms policy, plastic bags, and marijuana decriminalization
Modern preemption During the pandemic, many governors issued executive orders that preempted their cities from taking action, e.g. Georgia prevented the adoption of any local ordinances that would require masks

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Federal law can preempt state law

Federal preemption is the invalidation of a U.S. state law that conflicts with federal law. The preemption doctrine dictates that a higher authority of law will displace the law of a lower authority of law when the two conflict. This is due to the Supremacy Clause of the U.S. Constitution, which states that federal law is the "supreme Law of the Land".

Congress sometimes expressly provides that state laws on a given topic are preempted, which is known as "express preemption". This usually involves a preemption clause in the statute, although this is not always necessary. For example, in the case of Arizona v. United States (2012), the Supreme Court held that federal immigration law preempted an Arizona state law penalizing undocumented immigrants working without authorization. The Immigration Reform and Control Act of 1986 contained an express preemption clause, codified at 8 U.S.C. § 1324(h)(2).

Other times, state laws are held preempted by courts because it is impossible to comply with both federal and state laws, or because the state law prevents the federal law's objectives from being achieved. This is known as "implied preemption". For instance, in Sperry v. Florida (1963), the Supreme Court examined a conflict between federal patent laws and a state law governing the licensure of attorneys. The U.S. Patent Office had licensed a person as a patent agent, but the State of Florida deemed this to be an unauthorized practice of law. While Congress did not expressly state that federal patent law overrode state licensure law, the court held that preemption was "necessary and proper" to achieve the goals of the patent laws.

Implied preemption is a controversial doctrine, as it may be significantly harder to prevent than express preemption. As such, some states have outlawed it. Courts have developed various tests to determine whether a state legislature has preempted a particular field by implication.

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State law can preempt local ordinances

Preemption is a legal concept that allows a higher level of government to overrule the authority of a lower level of government. In the United States, federal law can preempt state law, and state law can preempt local ordinances.

State preemption of local ordinances has been a challenge for city policymakers, as states have used coercive methods to substitute state priorities for local policymaking. For example, in North Carolina, the "Bathroom Bill" (H.B. 2) limited the rights of cities to pass anti-discrimination laws. Other examples of state preemption include minimum wage laws, gun regulations, and zoning ordinances.

State preemption can occur in several ways. Outright conflict happens when a local ordinance directly opposes a state law. Express preemption occurs when a state law directly opposes a local power. Implied preemption is more controversial and occurs when the local ordinance prohibits an act permitted by the state legislature, or when a local ordinance permits an act prohibited by the state legislature.

Courts play a crucial role in determining whether state preemption has occurred. They consider factors such as the existence of local laws prior to the enactment of state laws and the intent of lawmakers. The Supreme Court has also provided guidance on preemption, such as in the case of Altria Group v. Good, where it described the preemption doctrine and cautioned courts to err on the side of state authority when evaluating evidence of Congressional intent.

In recent years, the usage of state preemption of local ordinances appears to be increasing, and it is important for local governments to understand how to address potential state preemption of their policies.

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Express and implied preemption

The preemption doctrine refers to the idea that a higher authority of law will supersede the law of a lower authority when the two conflict. In the context of federal and state laws, the former takes precedence and displaces the latter.

Express preemption occurs when a state law directly opposes a local power. This usually involves a preemption clause in a statute that expressly preempts state law. For example, in Arizona v. United States, the Supreme Court held that federal immigration law preempted a state law penalizing undocumented immigrants working without authorization. The Immigration Reform and Control Act of 1986 contained an express preemption clause, and the court found that Arizona's law was "an obstacle to the regulatory system Congress chose."

Implied preemption, on the other hand, is more controversial and occurs in three scenarios:

  • When a local ordinance prohibits an act permitted by the state legislature.
  • When a local ordinance permits an act prohibited by the state legislature.
  • When there is clear legislative intent that the "field" is preempted by state law.

Implied preemption can be harder to prevent than express preemption, and some states have outlawed it. It can occur when state and federal laws directly conflict or when federal laws dominate a field that a state law seeks to regulate. For instance, in Gade v. National Solid Wastes Management Association, the Supreme Court ruled that federal laws governing hazardous waste preempted Illinois laws covering the same field.

In summary, express preemption involves an explicit statement of preemption in a statute, while implied preemption is inferred from conflicting laws or legislative intent and can be harder to prevent.

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Preemption conflicts between state and local governments

Preemption occurs when a higher level of government uses its authority to overrule a lower level of government. In the United States, federal law preempts state law, and state law can be used to preempt local ordinances.

Some other common targets of state preemption include ordinances related to the minimum wage, paid sick leave, firearms policy, plastic bags, and marijuana decriminalization. For instance, in 2019, Iowa Governor Kim Reynolds signed a law prohibiting local governments from setting their minimum wage rates above the state's minimum. In 2021, Governor Greg Abbott of Texas signed a law establishing penalties for cities that reduce their police department budgets, preempting Austin's recent public safety budget changes.

In terms of federal preemption of state law, the Supreme Court ruled that federal law preempted state law regarding an individual's ability to act as a patent agent in Florida. While Congress did not expressly state its intention for federal patent law to preempt state licensure law, the court held that preemption was "necessary and proper" to achieve the goals of patent laws.

There are three types of conflicts regarding preemption: outright conflict, express preemption, and implied preemption. Outright conflict occurs when an ordinance directly opposes a state law. Express preemption happens when a state law directly opposes a local power. Implied preemption is more controversial and occurs when the local ordinance prohibits or permits an act that is respectively permitted or prohibited by the state legislature, or when there is a clear legislative intent for state preemption of the "field".

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Preemption doctrine

The preemption doctrine refers to the idea that a higher authority of law will displace the law of a lower authority when the two conflict. This means that when state law and federal law conflict, federal law supersedes state law, as per the Supremacy Clause of the US Constitution. Preemption can occur in three types of conflicts:

  • Outright conflict: When a local ordinance directly opposes a state law.
  • Express preemption: When a state law directly opposes a local power. This occurs when a federal statute explicitly confirms Congress's intention to preempt state law, usually through a preemption clause.
  • Implied preemption: This occurs when one of three things happen: the local ordinance prohibits an act permitted by the state legislature, the local ordinance permits an act prohibited by the state legislature, or there is clear legislative intent that the "field" is preempted by state law. Implied preemption is controversial as it may be harder to prevent than outright or express preemption, and some states have outlawed it.

The Supreme Court tries to follow lawmakers' intent and prefers interpretations that avoid preempting state laws. When evaluating evidence of Congressional intent, courts should err on the side of state rather than federal authority. However, Congress may enact federal law that supersedes state law, making it invalid.

There are times when local ordinances will preempt state law. For example, if significant interests for a particular issue vary from locality to locality, courts will favor local ordinances unless the state statute expressly forbids it.

Frequently asked questions

Preemption occurs when law at a higher level of government is used to overrule authority at a lower level. Federal law can be used to preempt state or local law, and state law can be used to preempt local ordinances.

Yes, state law can be used to preempt local ordinances. This is most likely to occur when state law addresses an area that has traditionally been a matter of the state, such as mortgage foreclosure. State preemption of local law is not uncommon, and some common targets include ordinances related to the minimum wage, firearms policy, and marijuana decriminalization.

Yes, when state law and federal law conflict, federal law will displace state law. This is due to the Supremacy Clause of the US Constitution. Federal preemption of state law can occur in any area over which Congress has authority, but it is most often an issue in areas where Congress and the states share authority.

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