The Law's Journey: From Idea To Regulation

how does a law become a regulation

While the terms 'law' and 'regulation' are often used interchangeably, they are distinct concepts. Laws are the products of written statutes, passed by either the U.S. Congress or state legislatures, through a vote. On the other hand, regulations are rules or standards adopted by administrative agencies to govern how laws will be enforced. These agencies are granted legislative power to create and enforce these regulations, which are secondary to laws and cannot contradict them. Regulations often have the same force as laws, as they enable regulatory agencies to enforce the laws created by the legislature.

Characteristics Values
What is a law? A product of written statutes passed by the legislature (e.g. U.S. Congress, state legislators)
What is a regulation? Standards and rules adopted by administrative agencies to govern how laws will be enforced
Who creates laws? The legislature (U.S. Congress or state legislatures)
Who creates regulations? Federal, state, and local administrative agencies
What is the relationship between laws and regulations? Regulations are secondary to laws and cannot contradict them; they supplement laws passed by the legislature
What is the purpose of regulations? To control or govern conduct within an agency's jurisdiction
What is the authority of regulations? Regulations have the force of law and often include penalties for violations

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Regulations are secondary to laws and cannot contradict them

While the terms "law" and "regulation" are often used interchangeably, they refer to distinct concepts. Laws are the products of written statutes passed by legislative bodies, such as the U.S. Congress or state legislatures. These legislatures create bills that, when passed by a vote, become statutory laws. On the other hand, regulations are standards and rules adopted by administrative agencies that govern how laws will be enforced. They are secondary to laws and cannot contradict them.

In the United States, for example, an Act of Congress is considered primary legislation. A statute that delegates authority to make regulations to an agency is known as an authorizing statute or delegation of rulemaking authority. Regulations are created by executive branch agencies pursuant to authority delegated by an Act of Congress, often with the qualifier that they have "the force of law." This means that while regulations are secondary to laws, they often carry the same weight in terms of enforcement.

The relationship between laws and regulations can also be understood by examining the concept of primary and secondary legislation. Primary legislation, or statutes, set out broad principles and rules but may delegate specific authority to an executive branch to create more specific laws, or secondary legislation. This secondary legislation often takes the form of regulations and procedures for implementing them. It is important to note that secondary legislation cannot contradict the primary legislation from which it derives its authority.

In the United Kingdom, for instance, secondary legislation (also known as delegated or subordinate legislation) is law made by an executive authority under powers delegated by an enactment of primary legislation. This allows the executive agency to implement and administer the requirements of the primary legislation. Similarly, in Australia, secondary legislation, formally called legislative instruments, are made according to law by the executive, judiciary, or other specified bodies, and have the effect of law. However, this secondary legislation is still scrutinized by parliament and can be disallowed by a resolution of either house of parliament.

In summary, regulations are indeed secondary to laws and cannot contradict them. They are created by administrative agencies to enforce laws passed by legislative bodies. While regulations may have the same force as laws in terms of enforcement, their authority ultimately derives from the primary legislation that they are designed to uphold.

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Regulations are created by executive branch agencies

Regulatory law, also known as administrative law, deals with the procedures established by federal, state, and local administrative agencies. Regulations can relate to a wide range of executive branch activities, such as applications for licenses, oversight of environmental laws, and administration of social services.

The process of creating a regulation typically involves the agency drafting a rule, publishing it in governmental journals, holding hearings, and then adopting a final, revised regulation. Regulations are codified and published so that parties are aware of what is and isn't legal. Like laws, regulations often carry the same weight as laws since regulatory agencies would not be able to enforce laws without them.

An example of an executive branch agency is the Environmental Protection Agency (EPA), which was created by The Clean Water Act of 1972 to protect US waters. The EPA has its own regulations for enforcing major environmental laws, such as the Clean Water Act.

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Regulations are standards and rules that govern how laws will be enforced

Regulations are rules and standards that are created and enforced by governmental administrative agencies. They are distinct from laws, which are the product of written statutes passed by the U.S. Congress or state legislatures. While laws are created by the legislative branch, regulations are created by executive branch agencies. These agencies are granted the authority to enforce laws created by Congress and to issue regulations that govern the implementation of these laws.

For example, the Securities and Exchange Act of 1934 was passed by Congress in response to the 1929 stock market crash to curb securities fraud and insider trading. The Act led to the creation of the Securities and Exchange Commission (SEC), tasked with enforcing federal securities laws. The SEC can then create its own regulations for enforcing these laws, such as rules on how it will investigate charges of insider trading.

Regulations are secondary to laws and cannot contradict them. They are codified and published so that parties are aware of what is and isn't legal, and they often have the same force as laws. Regulatory agencies are granted legislative power to create and enforce these regulations, which can cover a wide range of topics, including applications for licenses, oversight of environmental laws, and administration of social services.

The process of creating regulations typically involves publication in a governmental journal, inviting public feedback, and holding hearings before finalizing the regulations. These regulations are crucial for regulatory agencies to effectively enforce the laws within their jurisdiction.

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Regulations are codified and published so parties are aware of what is and isn't legal

Regulations are codified and published so that parties are aware of what is and isn't legal. This is essential, as regulations are rules created by governmental agencies to govern conduct within their areas of responsibility. They are secondary to laws but cannot contradict them.

In the United States, regulations are often created by federal agencies to execute the laws created by Congress. For example, the Securities and Exchange Act of 1934, passed by Congress in response to the 1929 stock market crash, prohibited the disclosure of false or misleading information related to securities transactions. The Act also created the Securities and Exchange Commission (SEC), an agency tasked with enforcing federal securities laws. The SEC, in turn, has its own regulations for enforcing these laws, such as rules on how it will investigate charges of insider trading.

The process of creating regulations typically involves drafting a rule, publishing it in governmental journals, holding hearings, and then adopting a final, revised regulation. Once permanent regulations from agencies appear in the Federal Register, they become effective. Regulatory agencies are given legislative power to create and enforce these rules, which are often published in the Code of Federal Regulations (CFR).

The publication of regulations is crucial for transparency and ensuring that all parties are aware of the rules governing their conduct. Without this codification and publication process, it would be challenging for individuals and organizations to understand and comply with the complex web of laws and regulations that make up the legal framework of a society.

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Regulations are rules made and maintained by an authority to govern conduct within its jurisdiction

Regulations are rules made and maintained by an authority, typically a governmental agency, to govern conduct within its jurisdiction. They are created by an executive branch agency, based on the authority given to it by Congress through a law. Regulations are secondary to laws and cannot contradict them. Federal agencies are tasked with executing the laws created by Congress and have the power to issue regulations that control the implementation of these laws.

Regulatory law, also known as administrative law, deals with the procedures established by federal, state, and local agencies. Regulations can cover a wide range of executive branch activities, such as licensing applications, environmental law oversight, and the administration of social services.

Legislative branches pass laws that authorise the creation of new executive branch agencies to enforce a specific set of laws. For example, the Environmental Protection Agency was established to enforce environmental clean-up and preservation laws. The agency then enacts regulations, which may or may not require legislative approval, and begins to enforce those rules.

Agencies have specific authority to regulate conduct within their areas of responsibility. They are delegated legislative power to create and enforce rules, known as "regulations". Regulations are often codified and published so that parties are aware of what is and isn't legal. They frequently carry the same weight as laws, as regulatory agencies would be unable to enforce laws without them.

Frequently asked questions

A regulation is a rule made and maintained by an authority, typically a governmental agency, to control or govern conduct within its jurisdiction.

Laws are the products of written statutes, passed by either the U.S. Congress or state legislatures. Regulations, on the other hand, are standards and rules adopted by administrative agencies that govern how laws will be enforced.

In response to the stock market crash of 1929, Congress passed the Securities and Exchange Act of 1934 in an effort to curb securities fraud and insider trading. The Act created the Securities and Exchange Commission (SEC), which has its own regulations for enforcing major securities laws. For instance, while the Act prohibits using insider or nonpublic information to make trades, the SEC has its own rules on how it will investigate charges of insider trading.

Regulations are codified and published so that parties are on notice regarding what is and isn't legal. Once permanent regulations from agencies appear in the Federal Register, they become effective.

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